Xie, Yunang 謝韞昂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-06-01 | 2024-07-18 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-01 | 2024-07-18 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2023-03-27 | 2024-07-18 |
| 4 | Citadel Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2024-08-26 | Rep | Dealing in securities | 2024-08-26 |
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