Puri, Tarun (SFC:BIZ293)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-02-01 | 2018-12-19 | RO | Dealing in securities | 2021-10-05 |
2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-02-01 | Rep | Automated trading services | 2017-02-01 | 2018-11-01 | Rep | Dealing in securities | 2017-03-29 | 2021-10-05 | RO | Dealing in securities | 2021-10-05 |
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