Wong, Hei Lim 黃希廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-09-11 | 2024-04-05 | Rep | Dealing in securities | 2023-09-11 | 2024-04-05 |
| 2 | China Enterprise Securities Company Limited | Rep | Dealing in securities | 2017-02-06 | 2017-03-31 |
| 3 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2023-02-06 | 2023-09-04 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2020-05-21 | 2023-09-04 | Rep | Advising on securities | 2021-10-04 | 2023-09-04 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2024-07-18 | |
| 6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2024-08-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy