Wong, Richard Sun Ching
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SW Capital Management Limited | Rep | Advising on securities | 2022-09-05 | 2023-02-07 | Rep | Asset management | 2022-09-05 | 2023-02-07 | RO | Advising on securities | 2023-02-07 | 2023-07-28 | RO | Asset management | 2023-02-07 | 2023-07-28 | Rep | Advising on securities | 2023-07-28 | 2024-07-31 | Rep | Asset management | 2023-07-28 | 2024-07-31 |
2 | TCA Investments (Hong Kong) Limited | Rep | Advising on securities | 2022-04-27 | 2022-08-31 | Rep | Asset management | 2022-04-27 | 2022-08-31 |
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