Wu, Zhengzhe 吴正哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-10-13 | 2024-05-27 | Rep | Advising on securities | 2022-10-13 | 2024-05-27 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2024-06-18 | Rep | Dealing in securities | 2024-06-18 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2022-10-13 | 2024-05-27 |
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