Gupta, Rahul (SFC:BTO239)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2023-03-13 | 2023-03-17 | Rep | Dealing in securities | 2023-03-13 | 2023-03-17 | Rep | Advising on securities | 2023-09-15 | 2023-09-20 | Rep | Dealing in securities | 2023-09-15 | 2023-09-20 | Rep | Advising on securities | 2024-01-19 | 2024-01-23 | Rep | Advising on securities | 2024-08-16 | 2024-08-20 |
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