Li, Shan (SFC:ACN141) 李山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | RO | Advising on corporate finance | 2005-11-01 | RO | Dealing in securities | 2005-11-01 |
2 | BOCI SECURITIES LIMITED | RO | Advising on corporate finance | 2004-01-12 | RO | Advising on securities | 2004-01-12 | RO | Asset management | 2004-01-12 | RO | Dealing in securities | 2005-11-01 | RO | Advising on securities | 2004-11-03 | 2005-11-01 |
3 | Silk Road Finance Asia Limited | RO | Asset management | 2017-06-02 | 2019-06-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy