Wong, Audrey Hoi Yan 黃凱欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-09-28 | 2013-03-05 | Rep | Dealing in securities | 2012-09-28 | 2013-03-05 |
| 2 | CNI Securities Group Limited | Rep | Dealing in futures contracts | 2013-12-17 | 2014-05-19 | Rep | Dealing in securities | 2013-12-17 | 2014-05-19 |
| 3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-28 | 2011-03-05 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-02 | 2011-03-05 |
| 5 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-19 | 2008-06-13 |
| 6 | Minerva Asset Global Investment Capital Limited | Rep | Asset management | 2016-06-01 | 2023-02-08 |
| 7 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2016-06-01 | 2023-02-08 |
| 8 | oOo Securities (HK) Group Limited | Rep | Asset management | 2014-06-13 | 2016-04-28 | Rep | Dealing in securities | 2014-06-13 | 2016-04-28 |
| 9 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2008-07-02 | 2008-11-18 | Rep | Dealing in securities | 2008-07-02 | 2008-11-18 |
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