Chan, Sung Wai 陳崇煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2004-05-11 | Rep | Asset management | 2004-05-11 | Rep | Dealing in securities | 2008-10-17 |
2 | YUEXING SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-06-11 | 2015-11-12 |
3 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2009-04-15 | 2012-04-25 | Rep | Automated trading services | 2009-05-08 | 2012-04-25 |
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