Mak, Mark Kwong Yiu 麥光耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-11-17 | 2017-08-15 | RO | Dealing in securities | 2011-11-17 | 2017-08-15 | Rep | Asset management | 2014-05-08 | 2017-08-15 |
| 2 | OnePlatform Asset Management Limited | RO | Advising on securities | 2010-03-16 | RO | Dealing in securities | 2007-07-04 | 2010-03-16 | Rep | Asset management | 2012-04-24 | 2014-03-13 |
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