Law, Mervyn Shiu Chun 羅肇珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | YU ON COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2003-10-03 | RO | Asset management | 2003-10-03 | RO | Dealing in futures contracts | 2004-07-24 |
2 | YU ON SECURITIES COMPANY LIMITED | RO | Automated trading services | 2003-07-03 | RO | Advising on corporate finance | 2003-10-03 | RO | Advising on securities | 2003-10-03 | RO | Asset management | 2003-10-03 | RO | Dealing in securities | 2004-07-24 |
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