Chan, Derek Kwun Wah 陳冠樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2008-04-01 | 2008-04-28 | Rep | Dealing in securities | 2008-04-11 | 2009-01-10 | RO | Advising on corporate finance | 2008-04-28 | 2009-01-10 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2010-11-05 | 2010-12-22 | Rep | Dealing in securities | 2010-11-05 | 2012-03-14 | RO | Advising on corporate finance | 2010-12-22 | 2013-10-10 | RO | Dealing in securities | 2012-03-14 | 2013-10-10 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-11-05 | 2012-05-09 | RO | Dealing in securities | 2012-05-09 | 2013-10-10 |
| 4 | EVOLUTION ASIA INVESTMENTS LIMITED | RO | Advising on corporate finance | 2010-07-12 | 2010-09-12 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2013-10-18 | 2014-01-12 | RO | Dealing in securities | 2013-10-18 | 2014-01-12 |
| 6 | Joy Silver Limited | Rep | Advising on corporate finance | 2010-09-24 | 2010-10-18 | RO | Advising on corporate finance | 2010-10-18 | 2010-10-26 |
| 7 | JS CRESVALE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-03-19 | Rep | Advising on securities | 2004-03-19 | Rep | Asset management | 2004-03-19 |
| 8 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2004-03-19 | Rep | Advising on securities | 2004-03-19 | Rep | Asset management | 2004-03-19 | Rep | Automated trading services | 2004-03-19 | Rep | Dealing in securities | 2004-03-19 |
| 9 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2004-03-19 | 2007-03-20 | RO | Advising on corporate finance | 2007-03-20 | 2008-03-15 | Rep | Advising on corporate finance | 2014-02-05 | 2014-03-19 | RO | Advising on corporate finance | 2014-03-19 |
| 10 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-05 | 2014-03-19 | RO | Dealing in securities | 2014-03-19 |
| 11 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-02-26 | 2009-03-19 |
| 12 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-26 | 2009-03-19 |
| 13 | XinKong International Securities Limited | RO | Advising on corporate finance | 2010-01-22 | 2010-06-15 |
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