Ng, David Ka Chun 吳嘉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2004-04-26 | 2005-05-20 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2008-11-20 | 2011-07-26 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2011-09-19 | 2013-08-27 | RO | Advising on securities | 2013-08-27 | 2021-10-08 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2005-05-20 | 2006-06-03 | Rep | Dealing in securities | 2005-05-23 | 2006-06-03 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-06-07 | 2008-07-17 |
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