Li, Yuezhong 李月中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-08-27 | 2010-01-19 | RO | Advising on securities | 2010-01-19 | 2019-02-01 | RO | Asset management | 2010-01-19 | 2019-02-01 | Rep | Dealing in securities | 2016-11-16 | 2018-08-16 | RO | Dealing in securities | 2018-08-16 | 2019-02-01 |
2 | CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2006-01-13 | 2008-08-19 | Rep | Advising on securities | 2006-01-13 | 2008-08-19 | Rep | Asset management | 2006-01-13 | 2008-08-19 | RO | Advising on corporate finance | 2008-08-19 | 2009-06-08 | RO | Advising on securities | 2008-08-19 | 2009-06-08 | RO | Asset management | 2008-08-19 | 2009-06-08 |
3 | Greater Bay Area Development Fund Management Limited | RO | Advising on securities | 2019-04-15 | 2021-05-24 | RO | Asset management | 2019-04-15 | 2021-05-24 | RO | Dealing in securities | 2019-04-15 | 2021-05-24 |
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