Lam, Chun Yin (SFC:AMS710) 林進賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-11-28 | 2006-01-19 |
2 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2010-04-21 | 2011-04-04 | Rep | Dealing in securities | 2010-07-05 | 2013-07-31 | RO | Advising on corporate finance | 2011-04-04 | 2014-04-25 | RO | Dealing in securities | 2013-07-31 | 2014-04-25 |
3 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2008-04-16 | 2010-04-02 |
4 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-02-20 | 2006-05-13 | Rep | Advising on corporate finance | 2007-01-08 | 2008-04-15 |
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