Shen, Zhan (SFC:AUY916) 沈湛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-08 | 2015-11-16 | Rep | Dealing in securities | 2011-08-08 | 2015-11-16 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-01 | 2011-06-29 |
| 3 | Point72 Hong Kong Limited | Rep | Asset management | 2016-01-04 |
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