Wang, Huan (SFC:AWI425) 王歡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-11-22 | 2013-01-24 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2015-10-14 | Rep | Dealing in securities | 2015-10-14 |
3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-03-25 | 2015-09-20 | Rep | Dealing in securities | 2013-03-25 | 2015-09-20 |
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