Ng, Colin Chee Kwong 吳志光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2009-12-23 | 2012-08-07 | Rep | Advising on securities | 2009-12-23 | 2012-08-07 | Rep | Asset management | 2009-12-23 | 2012-08-07 | Rep | Dealing in securities | 2012-02-13 | 2012-08-07 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2009-06-01 | 2009-11-18 | Rep | Advising on securities | 2009-06-01 | 2009-11-18 | Rep | Asset management | 2009-06-01 | 2009-11-18 |
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