Sun, He (SFC:AWF650) 孫鶴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-11-08 | 2012-06-11 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2017-05-23 | 2019-10-28 | Rep | Dealing in securities | 2018-08-24 | 2019-10-28 |
3 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-07-08 | 2023-02-17 | Rep | Advising on securities | 2020-07-08 | 2023-02-17 | Rep | Dealing in securities | 2020-07-08 | 2023-02-17 |
4 | Fosun International Capital Limited | Rep | Advising on corporate finance | 2023-05-16 | Rep | Advising on securities | 2023-05-16 | Rep | Dealing in securities | 2023-05-16 |
5 | Fosun International Securities Limited | Rep | Dealing in securities | 2023-05-16 | |
6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2012-06-18 | 2017-03-15 | Rep | Advising on securities | 2012-06-18 | 2017-03-15 | Rep | Dealing in securities | 2012-06-18 | 2017-03-15 |
7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-06-18 | 2017-03-15 | Rep | Advising on securities | 2012-06-18 | 2017-03-15 | Rep | Dealing in securities | 2012-06-18 | 2017-03-15 |
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