Lo, Lawrence Yip Cheong 盧業昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-17 | 2013-10-20 | Rep | Dealing in securities | 2011-01-17 | 2013-10-20 | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2013-10-20 |
2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-10-30 | |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-07-16 | Rep | Asset management | 2004-07-16 | Rep | Dealing in futures contracts | 2010-10-30 |
4 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Automated trading services | 2003-09-02 | RO | Advising on corporate finance | 2004-07-16 | RO | Advising on securities | 2004-07-16 | RO | Asset management | 2004-07-16 | RO | Dealing in securities | 2008-11-01 | Rep | Dealing in securities | 2008-11-01 | 2010-10-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy