Yan, Chao (SFC:APL880) 嚴超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-28 | Rep | Dealing in securities | 2007-08-28 | Rep | Leveraged foreign exchange trading | 2011-05-12 | 2014-11-26 | Rep | Advising on securities | 2021-04-27 |
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