Cheng, Iris Hoi Man 鄭凱文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-02-08 | Rep | Advising on securities | 2004-02-08 | Rep | Asset management | 2004-02-08 |
2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-03-01 | 2012-03-31 | Rep | Advising on securities | 2010-03-01 | 2013-02-27 |
3 | WM (HK) Limited | Rep | Advising on securities | 2004-07-06 | 2009-04-21 |
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