Tsang, Chor Man 曾楚文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-04-10 | 2018-08-29 | Rep | Dealing in securities | 2017-04-10 | 2018-08-29 |
2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-11-21 | 2019-05-31 | Rep | Dealing in futures contracts | 2018-11-21 | 2019-05-31 |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-21 | 2019-05-31 | Rep | Dealing in securities | 2018-11-21 | 2019-05-31 |
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