Lam, Dave Chi Wai 林志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-13 | Rep | Advising on securities | 2004-12-13 | Rep | Asset management | 2004-12-13 | Rep | Automated trading services | 2004-12-13 | Rep | Dealing in securities | 2009-07-06 |
2 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2010-03-01 | |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-04 | 2009-07-06 | Rep | Advising on securities | 2008-06-24 | 2009-07-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy