Kwok, Shek San 郭錫燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-01 | 2013-06-21 | Rep | Dealing in securities | 2011-08-01 | 2013-06-21 |
2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2013-07-10 | 2014-07-18 | Rep | Dealing in securities | 2013-07-10 | 2014-07-18 |
3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2009-03-06 | 2011-07-11 |
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