Cheung, Yiu Man 張耀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-11-14 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-11-14 | 2005-12-29 | Rep | Dealing in futures contracts | 2006-02-13 | 2021-03-25 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-20 | 2005-12-29 | Rep | Leveraged foreign exchange trading | 2006-02-13 | 2011-10-30 | Rep | Dealing in securities | 2006-07-18 | 2021-03-25 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-04-09 | |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-09 | |
5 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-01-09 | 2006-01-26 |
6 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-09 | 2006-01-26 |
7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-24 | Rep | Asset management | 2003-10-24 | Rep | Dealing in futures contracts | 2003-10-24 |
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