Wong, Hee Man 汪禧文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-10 | 2004-10-15 | Rep | Dealing in futures contracts | 2003-04-10 | 2024-08-24 | Rep | Dealing in futures contracts | 2024-10-07 |
2 | CHIEF SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-10 | 2005-03-14 | Rep | Advising on securities | 2003-04-10 | 2005-03-14 | Rep | Asset management | 2003-04-10 | 2005-04-11 | Rep | Dealing in securities | 2003-04-10 | 2024-08-24 | Rep | Dealing in securities | 2024-10-07 |
3 | ELSTONE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-09 | Rep | Advising on securities | 2003-04-09 | Rep | Asset management | 2003-04-09 | Rep | Dealing in securities | 2003-04-09 |
4 | TOPMORE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-09 | Rep | Asset management | 2003-04-09 | Rep | Dealing in futures contracts | 2003-04-09 |
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