Yau, Wai Ching (SFC:ASZ106) 尤偉正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Belter Risen Asset Management Limited | RO | Advising on securities | 2024-08-30 | RO | Asset management | 2024-08-30 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-30 | 2017-06-10 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-19 | 2017-06-10 | Rep | Advising on securities | 2016-05-04 | 2017-06-10 |
| 4 | China United Merchants Asset Management Company Limited | Rep | Asset management | 2020-04-21 | 2020-05-20 | Rep | Dealing in securities | 2020-04-21 | 2020-05-20 | RO | Asset management | 2020-05-20 | 2024-02-23 | RO | Dealing in securities | 2020-05-20 | 2024-02-23 | RO | Advising on securities | 2020-09-28 | 2024-02-23 |
| 5 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Advising on securities | 2018-09-13 | 2019-11-30 | Rep | Asset management | 2018-09-13 | 2019-11-30 | Rep | Dealing in securities | 2018-09-13 | 2019-11-30 |
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