Ho, Ka Wai (SFC:AJK540) 何家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Jianxin Financial Services Limited | Rep | Dealing in securities | 2015-11-03 | 2016-09-01 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-07-27 | 2013-03-16 |
3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-01-20 | 2007-01-26 |
4 | EVOLUTION ASIA INVESTMENTS LIMITED | Rep | Dealing in securities | 2007-02-06 | 2007-03-29 | RO | Dealing in securities | 2007-03-29 | 2008-12-04 | Rep | Advising on securities | 2007-10-10 | 2008-12-04 |
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