Lo, Wai Lun (SFC:AVM934) 盧煒燐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2016-05-26 | 2019-05-27 | Rep | Dealing in securities | 2016-05-26 | 2019-05-27 | Rep | Advising on futures contracts | 2017-01-23 | 2019-05-27 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2021-09-27 | 2021-12-17 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2023-08-07 | 2024-05-03 | Rep | Dealing in securities | 2023-08-07 | 2024-05-03 |
| 4 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2021-03-29 | 2021-09-08 | Rep | Dealing in futures contracts | 2021-04-12 | 2021-09-08 |
| 5 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-02 | 2013-08-01 |
| 6 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-12 | 2013-08-01 |
| 7 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-10-04 | 2020-10-30 |
| 8 | CMB International Securities Limited | Rep | Dealing in securities | 2019-10-04 | 2020-10-30 |
| 9 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-09-27 | 2021-12-17 | Rep | Dealing in securities | 2021-09-27 | 2021-12-17 |
| 10 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2020-11-24 | 2021-01-04 |
| 11 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2019-06-11 | 2019-09-13 | Rep | Dealing in futures contracts | 2019-06-11 | 2019-09-13 | Rep | Dealing in securities | 2019-06-11 | 2019-09-13 |
| 12 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-08 | 2016-05-15 |
| 13 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2013-11-05 | 2016-05-15 |
| 14 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-08 | 2016-05-15 |
| 15 | Hang Tai Asset Management Limited | Rep | Advising on securities | 2021-04-12 | 2021-09-08 |
| 16 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2021-12-29 | 2023-05-23 | Rep | Dealing in securities | 2021-12-29 | 2023-05-23 |
| 17 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-07-21 | 2010-07-21 |
| 18 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-21 | 2010-07-21 |
| 19 | uSmart Securities Limited | Rep | Dealing in securities | 2024-07-02 |
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