Daly, Brendan James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CGS International Securities Hong Kong Limited | Rep | Asset management | 2005-02-07 | Rep | Advising on corporate finance | 2005-03-29 | Rep | Advising on securities | 2005-03-29 | Rep | Dealing in securities | 2012-06-18 |
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