Wong, Freda Shin Yee 黃倩而
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2006-09-05 | 2006-11-09 | Rep | Dealing in securities | 2006-09-05 | 2006-11-09 | RO | Advising on corporate finance | 2006-11-09 | 2015-06-01 | RO | Dealing in securities | 2006-11-09 | 2015-06-01 | RO | Advising on securities | 2007-08-17 | 2015-06-01 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Asset management | 2005-01-12 | Rep | Advising on corporate finance | 2006-04-19 | Rep | Advising on securities | 2006-04-19 | Rep | Dealing in securities | 2005-02-16 | 2006-04-19 |
| 3 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-09-09 | 2015-09-15 | RO | Advising on corporate finance | 2015-09-15 | 2019-10-22 |
| 4 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2015-09-09 | 2015-09-15 | RO | Advising on securities | 2015-09-15 | 2019-10-22 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-09 | 2015-09-15 | RO | Dealing in securities | 2015-09-15 | 2019-10-22 |
| 6 | Sunny Fortune Capital Limited | RO | Advising on corporate finance | 2020-01-15 | RO | Advising on securities | 2020-01-15 | RO | Dealing in securities | 2020-01-15 |
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