Fung, Adams Ka Lok 馮嘉諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2014-09-22 | 2016-01-05 |
| 2 | Broadway Wealth Management Limited | Rep | Advising on securities | 2003-07-15 | 2005-05-27 | RO | Advising on securities | 2005-05-27 | 2005-07-15 | RO | Asset management | 2005-05-27 | 2005-07-15 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-06-14 | 2013-12-23 | Rep | Leveraged foreign exchange trading | 2014-09-22 | 2016-01-05 |
| 4 | Dynasty Alliance Investment Management Limited | RO | Asset management | 2017-04-19 | 2021-11-30 | RO | Advising on securities | 2019-02-20 | 2021-11-30 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2012-05-04 | 2016-01-05 | Rep | Dealing in securities | 2012-05-04 | 2016-01-05 |
| 6 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-07-15 | 2007-07-10 |
| 7 | Innovest Securities Investment Limited | RO | Dealing in securities | 2019-07-25 | 2021-11-30 |
| 8 | KINGKEY ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-05-04 | 2023-08-23 | RO | Advising on securities | 2022-08-26 | 2023-08-23 | RO | Dealing in securities | 2022-08-26 | 2023-08-23 |
| 9 | Oreana Financial Services Limited | Rep | Advising on securities | 2011-04-15 | 2012-04-07 | Rep | Asset management | 2011-04-15 | 2012-04-07 | Rep | Dealing in securities | 2011-08-19 | 2012-04-07 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-05-19 | 2011-03-22 | Rep | Dealing in securities | 2010-05-19 | 2011-03-22 |
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