Wang, Kai (SFC:APL458) 王鍇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-04-13 | 2013-01-25 | Rep | Dealing in securities | 2010-04-13 | 2013-01-25 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-13 | 2012-01-31 |
3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2007-08-17 | 2010-03-20 | Rep | Advising on securities | 2007-08-17 | 2010-03-20 |
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