Wong, Hoi Yan (SFC:AFR863) 黃凱欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2011-03-07 | 2012-03-31 | Rep | Asset management | 2011-03-07 | 2012-03-31 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-02-26 | 2010-04-30 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-20 | 2011-02-25 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-08-26 |
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