Li, On Ki 李安琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2006-02-03 | 2018-03-09 | Rep | Asset management | 2006-02-03 | 2018-03-09 | Rep | Advising on corporate finance | 2008-05-14 | 2018-03-09 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2017-10-11 | 2021-08-31 |
3 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2021-09-16 | 2021-11-16 | RO | Dealing in securities | 2021-11-16 | 2023-10-27 |
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