Li, Haopeng 李昊鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | Rep | Advising on securities | 2020-09-03 | 2023-06-30 | Rep | Asset management | 2020-09-03 | 2023-06-30 | Rep | Dealing in securities | 2020-09-03 | 2023-06-30 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2017-04-12 | 2019-04-01 | Rep | Dealing in securities | 2017-04-12 | 2019-04-01 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2024-01-02 | Rep | Dealing in securities | 2024-01-02 | Rep | Asset management | 2024-01-02 | 2024-07-09 | RO | Asset management | 2024-07-09 |
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