Chan, Younker Hung Ngam 陳紅岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-05-14 | 2012-07-10 | Rep | Advising on securities | 2010-05-14 | 2013-05-04 | Rep | Dealing in securities | 2010-05-14 | 2013-05-04 |
2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-08-09 | 2020-08-05 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-04-20 | 2009-02-06 |
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