Nirmalananda, Logan Siva
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-12 | 2014-02-21 | Rep | Automated trading services | 2008-11-06 | 2013-11-01 | Rep | Dealing in futures contracts | 2008-11-06 | 2014-02-21 |
2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-06-12 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-06-12 | 2008-11-24 |
3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-12 | 2014-02-21 |
4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2007-05-14 | Rep | Dealing in securities | 2004-03-19 | 2007-05-14 |
5 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2007-05-14 |
6 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-03-19 | 2007-05-14 |
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