Tan, Kuan Ern 陳光恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-04-06 | 2014-01-10 | Rep | Advising on securities | 2011-04-06 | 2014-01-10 | Rep | Dealing in securities | 2011-04-06 | 2014-01-10 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2024-03-04 | 2024-03-05 | Rep | Advising on corporate finance | 2024-06-28 |
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