Wong, Ivan Sze Yuen 王士元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | RO | Dealing in securities | 2022-08-18 | |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-06-12 | Rep | Dealing in futures contracts | 2015-06-12 | Rep | Dealing in securities | 2015-06-12 | 2024-08-13 | RO | Dealing in securities | 2024-08-13 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2013-08-02 | Rep | Dealing in futures contracts | 2012-04-19 | 2015-03-09 | RO | Dealing in securities | 2013-08-02 | 2015-03-09 |
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2008-01-30 | 2013-08-02 | Rep | Dealing in futures contracts | 2008-07-03 | 2015-03-09 | RO | Dealing in securities | 2013-08-02 | 2015-03-09 |
| 5 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-04-20 | 2010-11-20 |
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