Goodwin, Andrew D
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-01-29 | 2014-09-04 | Rep | Dealing in securities | 2009-01-29 | 2014-09-04 | Rep | Automated trading services | 2010-06-23 | 2013-03-06 |
2 | Nine Masts Capital Limited | Rep | Asset management | 2014-11-20 | 2021-03-14 |
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