Smith, Timothy Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-26 | 2011-12-09 | Rep | Dealing in securities | 2011-08-26 | 2011-12-09 | RO | Dealing in futures contracts | 2011-12-09 | 2017-02-21 | RO | Dealing in securities | 2011-12-09 | 2017-02-21 | RO | Advising on futures contracts | 2012-11-15 | 2017-02-21 |
| 2 | Macquarie Asia Securities Limited | RO | Dealing in futures contracts | 2005-07-26 | 2011-06-16 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-01-26 | 2011-06-16 |
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