Lau, Ka Fai (SFC:ATO218) 劉家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-05-18 | 2014-01-25 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-18 | 2011-04-07 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-18 | 2011-04-07 | Rep | Advising on securities | 2010-04-26 | 2011-04-07 |
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