Chan, Ho Sang (SFC:AON737) 陳浩生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH Wealth Management Limited | Rep | Advising on securities | 2007-03-06 | 2007-09-06 | Rep | Advising on securities | 2007-12-28 | 2009-01-24 |
2 | CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-24 | 2014-03-07 |
3 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-23 | 2012-07-31 |
4 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-15 | 2012-07-31 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-03-20 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-20 |
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