Wong, Ming Wai (SFC:AQD870) 王名威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-08-08 | |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2011-08-08 | Rep | Dealing in securities | 2011-08-08 | 2016-05-12 | RO | Dealing in securities | 2016-05-12 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2010-12-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-22 | 2010-12-01 | Rep | Advising on securities | 2008-07-29 | 2010-12-01 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-12-15 | 2011-07-21 | Rep | Dealing in securities | 2010-12-15 | 2011-07-21 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-15 | 2011-07-21 |
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