Brunello, Jonathan Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-06-30 | 2012-07-04 | Rep | Automated trading services | 2009-03-24 | 2012-07-04 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Dealing in securities | 2012-05-07 | 2012-07-04 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-30 | 2012-07-04 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2012-10-04 | 2013-08-20 | Rep | Dealing in securities | 2012-10-04 | 2013-08-20 | RO | Automated trading services | 2013-08-20 | 2013-10-31 | RO | Dealing in securities | 2013-08-20 | 2016-04-20 |
5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-10-04 | 2013-08-20 | Rep | Dealing in securities | 2012-10-04 | 2013-08-20 | RO | Automated trading services | 2013-08-20 | 2016-04-20 | RO | Dealing in futures contracts | 2013-08-20 | 2016-04-20 | RO | Dealing in securities | 2013-08-20 | 2016-04-20 |
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