Li, Kin (SFC:ASZ697) 李健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-26 | 2012-06-09 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-25 | 2012-06-09 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-06-15 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-15 |
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