Niu, Yien-Li 牛延莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2013-07-16 | 2015-07-06 |
2 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2011-05-13 | 2011-12-31 | Rep | Asset management | 2011-05-13 | 2011-12-31 | Rep | Dealing in securities | 2011-05-13 | 2011-12-31 |
3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-05-13 | 2013-03-15 | Rep | Asset management | 2011-05-13 | 2013-03-15 | Rep | Dealing in securities | 2011-05-13 | 2013-03-15 |
4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2007-11-23 | 2008-08-18 | Rep | Dealing in securities | 2007-11-23 | 2008-08-18 | Rep | Advising on securities | 2008-11-03 | 2011-03-21 | Rep | Dealing in securities | 2008-11-03 | 2011-03-21 |
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