Yeung, Ho Shing 楊浩昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2024-07-18 | Rep | Dealing in securities | 2024-07-18 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2024-07-18 | |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-25 | 2020-04-08 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-01-05 | 2020-04-08 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-01-05 | 2021-08-31 | Rep | Advising on securities | 2015-02-24 | 2015-08-31 |
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-05-18 | 2020-04-08 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-17 | 2022-02-07 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-12-03 | 2022-02-07 |
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